Audit engagement
Regulatory Readiness Audit
A structured review of how your fintech firm meets Taiwan FSC expectations before a formal examination or product launch.
Who it is for
Licensed payment institutions, e-wallet operators, and lending platforms preparing for FSC scrutiny or a new product filing.
What you receive
A written readiness report with prioritized findings, evidence gaps, and a remediation sequence your compliance lead can act on.
Scope
Policy review, sample transaction testing, control walkthroughs with operations and compliance staff, and a closing briefing.
Fixed engagement fee based on license type and number of products in scope. Starting from NT$180,000.
Typically three to five weeks depending on product count and document readiness.
Request an estimateIncluded
- Document request list tailored to your license type
- On-site or remote walkthroughs with named control owners
- Sample testing of customer onboarding, fund flows, and exception handling
- Written findings ranked by regulatory exposure
- Remediation roadmap with suggested owners and timeframes
- 90-minute closing briefing for leadership
Not included
- Legal opinions or representation before the FSC
- Remediation implementation by our team
- Penetration testing or source-code review
- Ongoing retainer monitoring after the engagement ends
How delivery works
- Scoping call to confirm license type, products in scope, and examination timeline
- Document intake and kickoff with your compliance and operations leads
- Fieldwork: interviews, sample testing, and control observation
- Draft findings shared for factual accuracy
- Final report and leadership briefing
Provider
Lead auditor with fintech examination experience, supported by a junior reviewer for sampling.
Location
Fieldwork in Tainan, Taipei, or remote for distributed teams; closing briefing in person or by video.
Preparation
Appoint a single engagement contact, gather current policies, recent internal audit notes, and a product inventory.
Constraints
We audit readiness against stated controls and samples; we do not certify compliance or guarantee examination outcomes.
Next step
Request an estimate with your license type and target examination or launch date.